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David Howell

Lisa Dean

Profile

In a career spanning over 25 years, Lisa has held a number of key roles in  both the private and public sector.

Lisa provides advice and support in all regions across the business and is responsible for managing the compliance team function within GWM across all jurisdictions.  She is responsible for managing the systems and process within the firm in line with our global regulatory obligations in all areas; from the provision of advice to our clients to implementing internal policies and procedures.

 

Lisa holds the ICA Diploma in Financial Crime Prevention and International Advance certificate in regulatory compliance.

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